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Investment firm licenseesG must summarise the results of the licensee'sG annual board review referred to in Paragraph HC-1.11.1 in the form of a written certification, to be signed by all Board members, and sent to the CBB within 3 months of the licensee'sG financial year-end (ref. HC-1.11.2). This requirement is applicable to Category 1 investment firmG and Category 2 investment firmG licensees only.

Amended: July 2012
Adopted: October 2009
(2 Versions)
Oct 1 2009 - Jun 30 2012Jul 1 2012 onwards
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