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BR-2.3.32

All Private Placement Memorandums (PPMs) relating to the issue of financial instruments by investment firm licenseesG , with the exception of those made under Collective Investment Undertakings arrangements (which are covered under Volume 7 (CIU) of the CBB Rulebook), must obtain the CBB's prior approval before distributing the offering document. This requirement is applicable to Category 1 investment firmG and Category 2 investment firmG licensees only.

Amended: October 2012
Amended: July 2012
Adopted: October 2009
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