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TC-2.1.1

An investment firm licenseeG must annually determine the training needs of individuals undertaking controlled functionsG . It must develop a training plan to address these needs and ensure that training is planned, appropriately structured and evaluated.

Amended: October 2013
Adopted: July 2010
 Versions
(2 Versions)
 
Jul 1 2010 - Sep 30 2013Oct 1 2013 onwards
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