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For the purposes of Volume 4 (Investment Business), Category 3 investment firmsG may undertake (subject to Rules AU-1.1.18 and AU-1.1.19) the following regulated investment servicesG only:

a) Arranging deals in financial instrumentsG ; and
b) Advising on financial instrumentsG .
Amended: July 2007
(2 Versions)
Up to Jun 30 2007Jul 1 2007 onwards
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