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BR-1.4.12

Investment firm licenseesG are required to complete online non-financial information related to their institution by accessing the CBB's institutional information system (IIS). Investment firm licenseesG must update the required information at least on a quarterly basis or when a significant change occurs in the non-financial information included in the IIS. If no information has changed during the quarter, the investment firm licenseesG must still access the IIS quarterly and confirm the information contained in the IIS. Licensees must ensure that they access the IIS within 20 calendar days from the end of the related quarter and either confirm or update the information contained in the IIS.

Amended: January 2013
Adopted: January 2011
 Versions
(2 Versions)
 
Jan 1 2011 - Dec 31 2012Jan 1 2013 onwards
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