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EN-B.4.6

Investment firm licenseesG must disclose in their annual audited financial statements any financial penalties served on them, together with a factual description of the reasons given by the Central Bank for applying the penalty. In addition, the CBB may publicise the issuance of a financial penalty notice, where there is a strong case that doing so would help achieve the CBB's supervisory objectives, as mentioned in Article 132 of the pre-mentioned Law.

Added: October 2019
 Versions
(1 Version)
 
Oct 1 2019 onwards
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