Skip to Content
Whole SectionText only Print Print Manager Link

AU-5.4.1

Investment firm licenseesG wishing to vary the scope of their authorisation must obtain the CBB's written approval, before effecting any such change. Approval must be sought whenever a licenseeG wishes to add or cease undertaking a regulated investment serviceG , or to vary a condition imposed on their license.

Amended: July 2007
 Versions
(2 Versions)
 
Up to Jun 30 2007Jul 1 2007 onwards
Back to top