Central Bank of Bahrain - Rulebooks & Regulatory Update

CBB Volume 4: Contents

Central Bank of Bahrain Volume 4—Investment Business

High Level Standards

AU Authorisation

PB Principles of Business

HC High-Level Controls Module

AA Auditors and Accounting Standards

GR General Requirements

GR-A Introduction

GR-B Scope of Application

GR-1 Books and Records

GR-2 Corporate and Trade Names

GR-4 Business Transfers

GR-4.1 CBB Approval

GR-4.1.2

GR-5 Controllers

GR-6 Close Links

GR-7 Cessation of Business

GR-8 Appointed Representatives [This Chapter was deleted in October 2013]

GR-9 Professional Indemnity Coverage

GR-10 [This Chapter deleted 07/2007.]

GR-10 Branches, Subsidiaries and Representative Offices

Business Standards

Reporting Requirements

Enforcement & Redress

Quarterly Updates

Ad-hoc Communications

Archived Part A

Skip to Content

Location: Central Bank of Bahrain Volume 4—Investment Business > Part A > High Level Standards > GR General Requirements > GR-4 Business Transfers > GR-4.1 CBB Approval > GR-4.1.2

GR-4.1.2

Rule GR-4.1.1 is intended to apply to circumstances where an investment firm licensee^G wishes to sell all or part of its business to a third party. It does not apply where an investment firm licensee^G is simply transferring client assets^G to a third party, on instruction from the client concerned.

Amended: July 2007

Versions
(2 Versions)

Up to Jun 30 2007

Jul 1 2007 onwards

Back to top