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Condition 3 of the CBB's licensing conditions specifies, amongst other things, that investment firm licenseesG must satisfy the CBB that their close linksG do not prevent the effective supervision of the licenseeG and otherwise pose no undue risks to the licenseeG . (See Paragraph AU-2.3.1).

Amended: July 2007
(2 Versions)
Up to Jun 30 2007Jul 1 2007 onwards
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