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AA-3.1.1

Past version: effective from Jul 1 2007 - Mar 31 2008.
To view other versions open the versions tab on the right.

Investment firm licenseesG must arrange for their auditors to review the licensee's Quarterly Prudential Return to the CBB prior to its submission, unless otherwise exempted in writing by CBB. Auditors must complete the prescribed form attesting to their review, which must be attached to the annual return.

Amended: January 2007
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