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GR-5.1.5

Past version: effective from Jul 1 2007 - Dec 31 2010.
To view other versions open the versions tab on the right.

If, as a result of circumstances outside the investment firm licensee'sG knowledge and/or control, one of the changes specified in Paragraph GR-5.1.1 is triggered prior to CBB approval being sought or obtained, the investment firm licenseeG must notify the CBB as soon as it becomes aware of the fact and no later than 15 calendar days after the change occurs.

Amended: July 2007
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