Central Bank of Bahrain - Rulebooks & Regulatory Update

CBB Volume 5: Contents

Central Bank of Bahrain Volume 5—Specialised Licensees

Common Modules (Applicable to all Specialised Licensees)

High Level Standards

PB Principles of Business

PB-A Introduction

PB-B Scope of Application

PB-1 The Principles

Principle 1 – Integrity

Principle 2 – Conflicts of Interest

Principle 3 – Due Skill, Care and Diligence

Principle 4 – Confidentiality

PB-1.1.4

Principle 5 – Market Conduct

Principle 6 – Customer Assets

Principle 7 – Customer Interests

Principle 8 – Relations with Regulators/Supervisors

Principle 9 – Adequate Resources

Principle 10 – Management, Systems & Controls

AA Auditors and Accounting Standards

Business Standards

Enforcement & Redress

Specific Modules (By Type of Licensee)

Quarterly Updates

Ad-hoc Communications

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Location: Central Bank of Bahrain Volume 5—Specialised Licensees > Common Modules (Applicable to all Specialised Licensees) > Part A > High Level Standards > PB Principles of Business > PB-1 The Principles > Principle 4 – Confidentiality > PB-1.1.4

Principle 4 – Confidentiality

Principle 5 – Market Conduct

PB-1.1.4

Specialised licensees^G and approved persons^G must observe in full any obligations of confidentiality, including with respect to customer information. This requirement does not over-ride lawful disclosures.

October 2010

Versions
(1 Version)

Oct 1 2010 onwards

Principle 4 – Confidentiality

Principle 5 – Market Conduct

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