Central Bank of Bahrain - Rulebooks & Regulatory Update

CBB Volume 6: Contents

Central Bank of Bahrain Volume 6—Capital Markets

MAE — Markets and Exchanges

MAE-A Introduction

MAE-1 Licensing

MAE-2 Obligation of Licensed Exchanges, Market Operators and Crowdfunding Platform Operators

MAE-3 Rules of Licensed Exchanges

MAE-4 Instruments, Transactions and Contracts

MAE-5 Matters Requiring Approval of CBB

MAE-5.1 Control of Substantial Shareholding in Licensed Exchanges

MAE-5.2 Application and Criteria for Approval to Acquire Substantial Shareholding

MAE-5.3 Authorisation of Approved Persons

Prior Approval Requirements and Process

MAE-5.3.4

Fit and Proper Requirements

Assessment of Application

Notification Requirements and Process

Amendment of Authorisation

Cancellation of Authorisation and Power of CBB to Remove Approved Person

Criteria to Determine Failure to Discharge Duties or Functions by Approved Persons

MAE-5.4 Business Transfer

MAE-6 Control of Licensed Exchanges

MAE-7 Immunity from Criminal or Civil Liability

MAE-8 General Powers of the CBB

CSD — Clearing, Settlement and Depository

MIR Market Intermediaries and Representatives License

CRA Crypto-Asset

Market Standards

Ongoing Obligations

High Level Standards

Dispute Resolution and Investor Protection

International Co-operation

Quarterly Updates

Ad-hoc Communications

Skip to Content

Location: Central Bank of Bahrain Volume 6—Capital Markets > Part A > Institutions > MAE — Markets and Exchanges > MAE-5 Matters Requiring Approval of CBB > MAE-5.3 Authorisation of Approved Persons > Prior Approval Requirements and Process > MAE-5.3.4

MAE-5.3.4

All persons^G wishing to undertake any of the controlled functions shall be subject to the fit and proper requirements in this Section.

Amended: April 2016
Amended: April 2013

Versions
(2 Versions)

Apr 1 2013 - Mar 31 2016

Apr 1 2016 onwards

Back to top