Guidelines on Insiders: Contents

Guidelines on Insiders
1. Introduction
2. Definitions
3. Objectives
4. Scope of Application
5. Prohibition Against Abuse of Inside Information and Confidentiality
6. Declaration and Maintenance of a Register on Insiders
7. Restrictions on Insider's Trading
8. Management and Supervision of Insiders
9. Brokerage and Intermediary Firms' Duties
10. Role and Function of the BSE
11. The Role and Function of the CMS Directorate
12. Rights of the BMA on Non-Compliant Situations
13. Interpretation and Advance Consultation
14. Appendices
Appendix 1 — Regulations on Insiders
Article 40. Transactions by Directors and Senior Management
Article 41. Guidelines for Trading by Directors and Senior Management:
Article 44. Insider Trading and Material Information Temporarily Withheld
Article 56. Policy on Insider Trading
Article 57. Insider Trading
Article 58. Insiders and Refraining from Trading
Article 59. Prevention Procedures
Article 60. The Offence
Article 61. Defences
Appendix 2 — Forms