CBB Volume 1: Contents
Central Bank of Bahrain Volume 1—Conventional Banks
Part A
Introduction
High Level Standards
Business Standards
BC Business and Market Conduct
BC-A Introduction
BC-1 Promotion of
F
inancial
P
roducts and
S
ervices
BC-2
Code of Conduct for Bank Dealers and Foreign Exchange and Money Brokers in the Foreign Currency and Deposit Markets
BC-3 Client
C
onfidentiality
BC-4 Customer
A
ccount
S
ervices and
C
harges
BC-5 Dishonoured
C
heques
BC-5A
Return Policy — Post-Dated Cheques
BC-6 Automated Teller Machines (ATM)
BC-7 Margin Trading System
BC-8
Investment Business Activities
BC-8.1 Scope of Application in
R
elation to Customer Categories
BC-8.2
General Rules
BC-8.3
Overarching Principles
BC-8.4
Customer Classification
BC-8.5
Marketing and Promotion
BC-8.6
Accepting Customers
BC-8.7
Suitability
BC-8.8
Disclosure of Information
BC-8.9
Dealing and Managing
BC-8.9.1
Best and Timely Execution
Non-market Price Transactions
Aggregation and Allocation
Excessive Dealing
Right to Realise a Retail Customer's Assets
Margin Requirements
BC-8.9.19
BC-8.9.20
BC-8.9.21
BC-8.9.22
Programme Trading
Records
BC-8.10
Reporting to Customers
BC-8.11
[This section was deleted in October 2011]
BC-8.12 Conflicts of Interest
BC-8.13
Appendix
BC-9
Customer Complaints Procedures
BC-10
Measures and Procedures for Services Provided to Disabled Customers by Bahraini Retail Banks
BC-11
Financial Advice Programme
CA Capital Adequacy
CM Credit Risk Management
OM Operational Risk Management
FC Financial Crime
TC Training and Competency
ICCAP Internal Capital Adequacy Assessment Process
ST Stress Testing
DSIBs Domestic Systemically Important Banks
RR Reputational Risk Management
LM Liquidity Risk Management
DA Digital Finance Advice
Reporting Requirements
Enforcement & Redress
Part B
Quarterly Updates
Ad-hoc Communications
Archived Part A
Archived Part B
Central Bank of Bahrain Volume 1—Conventional Banks
Introduction