CBB Volume 4: Contents

Central Bank of Bahrain Volume 4—Investment Business
Part A
Introduction
High Level Standards
Business Standards
CA Capital Adequacy
BC Business Conduct
BC-A Introduction
BC-B Scope of Application
BC-1 Base Requirements
BC-2 The Investment Business Code of Practice
BC-3 Customer Complaints Procedures
CL Client Assets
RM Risk Management
FC Financial Crime
TC Training and Competency
GS Group Supervision
DA Digital Financial Advice
Reporting Requirements
Enforcement & Redress
Sector Guides
Part B
Quarterly Updates
Ad-hoc Communications
Archived Part A