CBB Volume 5: Contents

Central Bank of Bahrain Volume 5—Specialised Licensees

Common Modules (Applicable to all Specialised Licensees)

Part A

Introduction

High Level Standards

PB Principles of Business

PB-A Introduction

PB-B Scope of Application

PB-1 The Principles

Principle 1 – Integrity

Principle 2 – Conflicts of Interest

Principle 3 – Due Skill, Care and Diligence

Principle 4 – Confidentiality

PB-1.1.4

Principle 5 – Market Conduct

Principle 6 – Customer Assets

Principle 7 – Customer Interests

Principle 8 – Relations with Regulators/Supervisors

Principle 9 – Adequate Resources

Principle 10 – Management, Systems & Controls

AA Auditors and Accounting Standards

Business Standards

Enforcement & Redress

Specific Modules (By Type of Licensee)

Part B

Quarterly Updates

Ad-hoc Communications

Archive