CBB Volume 6: Contents

Central Bank of Bahrain Volume 6—Capital Markets

Part A

Part B

Quarterly Updates

Ad-hoc Communications

Archive

Part A

Collective Investment Undertakings

CIU — Collective Investment Undertakings

CIU-A Introduction

CIU-B Scope of Application

CIU-1 Bahrain Domiciled Retail CIUs

CIU-1.1 Authorisation

CIU-1.2 The Instrument Constituting the CIU

CIU-1.3 Holdings

Rights

Issue, Purchase and Redemption

CIU-1.3.4

CIU-1.3.5

CIU-1.3.6

CIU-1.3.7

CIU-1.3.8

CIU-1.4 Governance of the CIU

CIU-1.5 Prospectus Requirements

CIU-1.6 Investments

CIU-1.7 Borrowing, Lending and Short Selling

CIU-1.8 Fees and Dividends

CIU-1.9 Valuation and Record-keeping

CIU-1.10 Reporting and Auditors

CIU-1.11 Advertising

CIU-1.12 Mergers and Transfers, Suspension and Winding-Up

CIU-2 Bahrain Domiciled Expert CIUs

CIU-3 Bahrain Domiciled Exempt CIUs

CIU-4 Overseas Domiciled CIUs

CIU-5 Relevant Persons

CIU-6 Shari'a Compliant CIUs

CIU-7 Transition Arrangements

CIU-8 Appendices

MAE — Markets and Exchanges

CSD — Clearing, Settlement and Depository

MIR — Market Intermediaries and Representatives License

Part B