CBB Volume 6: Contents

Central Bank of Bahrain Volume 6—Capital Markets

Part A

Part B

Quarterly Updates

Ad-hoc Communications

Archive

Part A

Collective Investment Undertakings

CIU — Collective Investment Undertakings

CIU-A Introduction

CIU-B Scope of Application

CIU-1 Bahrain Domiciled Retail CIUs

CIU-2 Bahrain Domiciled Expert CIUs

CIU-3 Bahrain Domiciled Exempt CIUs

CIU-3.1 Exemption Conditions

CIU-3.2 Registration Requirements

CIU-3.3 Reporting Requirements

CIU-3.4 De-registration

CIU-4 Overseas Domiciled CIUs

CIU-5 Relevant Persons

CIU-6 Shari'a Compliant CIUs

CIU-7 Transition Arrangements

CIU-8 Appendices

MAE — Markets and Exchanges

CSD — Clearing, Settlement and Depository

MIR — Market Intermediaries and Representatives License

Part B