CBB Volume 4: Contents
Combining Regulated Investment Services
Investment firm licenseesG may combine two or more regulated investment servicesG , providing these fall within the permitted list of services for their investment firm category, and such combinations are not restricted by Module BC (Business Conduct).
Module BC (Business Conduct) may restrict licensees from undertaking certain combinations of activities, where such combinations potentially create conflicts of interest that could compromise the interests of customers. See Chapter BC-2.