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Location: Central Bank of Bahrain Volume 4—Investment Business > Part A > High Level Standards > HC High-Level Controls Module > HC-10 Category 3 Investment Firm Licensees > HC-10.1 The Board > Directors' Communication with Management
  • Directors' Communication with Management

    • HC-10.1.14

      The Board must encourage participation by management regarding matters the Board is considering, and also by management members who by reason of responsibilities or succession, the CEO believes should have exposure to the directors.

      January 2011

    • HC-10.1.15

      Non-executive directorsG should have free access to the investment firm licensee'sG management beyond that provided in Board meetings. Such access should be through the Chairman of the Audit Committee or CEO. The Board should make this policy known to management to alleviate any management concerns about a director's authority in this regard.

      January 2011

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