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Location: Central Bank of Bahrain Volume 4—Investment Business > Part A > Introduction > UG User's Guide > UG-2 Rulebook Structure and Format > UG-2.1 Rulebook Structure > Rulebook Contents (Overview) > UG-2.1.3
  • Rulebook Contents (Overview)

    • UG-2.1.3

      Except for Volumes 5, 6 and 7, the basic structure of each Rulebook is the same. Each Volume starts with a contents page and an introduction containing a User's Guide and Executive Summary. Subsequent material is organised underneath the following headings:

      (a) High-level Standards;
      (b) Business Standards;
      (c) Reporting Requirements;
      (d) Enforcement and Redress; and, where appropriate,
      (e) Sector Guides.
      Amended: October 2012
      Amended: July 2012
      Amended: January 2008
      Amended: January 2007

    • UG-2.1.4

      Volume 5 is organised by the Category of specialised firm concerned, whilst Volume 6 by subject area (authorised exchanges; issuers of securities etc).

      Amended: January 2007

    • UG-2.1.5

      The material in Volumes 1–4 is contained in Modules, each covering a specific area of requirements (e.g. capital). In turn, each Module is divided into Chapters, Sections and Paragraphs, as detailed below.

    • UG-2.1.6

      Each Volume has its own appendix Volume containing relevant reporting and authorisation forms; a glossary; and any supplementary information. In all cases, the main Volume is called "Part A" and the appendix Volume is called "Part B".

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