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Location: Central Bank of Bahrain Volume 4—Investment Business > Part A > High Level Standards > PB Principles of Business > PB-1 The Principles > PB-1.10 Principle 10 — Management, Systems & Controls
  • PB-1.10 Principle 10 — Management, Systems & Controls

    • PB-1.10.1

      Investment firm licenseesG must take reasonable care to ensure that their affairs are managed effectively and responsibly, with appropriate systems and controls in relation to the size and complexity of their operations. Investment firm licensees'G systems and controls, as far as is reasonably practical, must be sufficient to manage the level of risk inherent in their business and ensure compliance with the CBB Rulebook.

      Amended: January 2007

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