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Location: Central Bank of Bahrain Volume 4—Investment Business > Part A > Business Standards > CA Capital Adequacy > CA-1 Capital Adequacy Requirements > CA-1.2 Initial and Risk-Based Capital Requirements > Notification Requirements > CA-1.2.9
  • Notification Requirements

    • CA-1.2.9

      Category 1 and 2 investment firmsG must notify the CBB if:

      (a) The ratio of Regulatory CapitalG to their Regulatory Capital RequirementG falls below 110% (see Paragraph CA-1.1.5);
      (b) Any single probable contingency, financial commitment or large exposure exceeds 25% of their Regulatory CapitalG ; and
      (c) Any instrument, transaction or situation does not appear to be catered for under Module CA.
      Amended: April 2011
      Amended: January 2007

    • CA-1.2.9A

      Investment firm licenseesG must submit to the CBB, within 30 calendar days of the event occurring, a plan demonstrating how it will:

      (a) Raise its regulatory capitalG to bring it to a level in excess of its regulatory capital requirementG (refer to Paragraph CA-1.2.1); or
      (b) Reduce the single contingency, financial commitment or large exposure to below 25% of the regulatory capitalG .
      Amended: October 2012
      Added: April 2011

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