CBB Volume 4: Contents
ES-2.1 30 April 2006
Investment firm licenseesissued a license after 30 April 2006 must comply with the requirements contained in the first phase release of Volume 4 (Investment Business) from the date of issue of their license.Amended: January 2007
The earliest effective date of Volume 4 (Investment Business), therefore, is 30 April 2006.
The first phase release of Volume 4 comprises Modules ES, UG, AU, PB, AA, GR, CA, BC, CL, FC and EN.
Other implementation deadlines are prescribed in Sections ES-2.2 to ES-2.4.